What Is FINRA — History & How it Protects Investors From Financial Misconduct – Joshua Rodriguez

In the early days of the stock market, there wasn’t enough oversight. Since the 1930s, the U.S. Securities and Exchange Commission has had its hands full. FINRA is a private organization that helps to regulate the industry. Read on to learn what FINRA does and how it protects everyday investors.

What Is FINRA — History & How it Protects Investors From Financial Misconduct is a post from Money Crashers.

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